BREAKING: @CFTC Settles with US BANK for Undisclosed Amount

December 22, 2014 John Roe 0

BREAKING #PFG News: @CFTC settles lawsuit with #USBANK – undisclosed amount ‘not financially material’ to the bank…developing…tune in here for updates. Customer and IB […]

NFA BOD Position Paper: John L. Roe & James Koutoulas

December 8, 2014 John Roe 0

CCC co-founders John L. Roe and James Koutoulas are running for reelection to the Board of Directors for the primary Self Regulatory Organization for futures […]

Response to NFA Request for Comment: CTA/CPO Capital Requirements

April 15, 2014 John Roe 0

April 15, 2014 National Futures Association Compliance Division 300 South Riverside Drive, #1800 Chicago, IL 60606 Submitted via Email & Website re: Request for Comments […]

CTA/CPO Virtual Town Hall on Proposed Net Cap Requirements 3/19 @ 4 PM CDT

March 7, 2014 John Roe 0

Representatives for CTAs and CPOs to the NFA Board of Directors will host a virtual Town Hall meeting to discuss the recently proposed CTA/CPO capital requirements, […]

GOTCHA! @CFTC Files Suit Against #Corzine et al: CUSTOMERS TO RECEIVE 100% RECOVERY

June 28, 2013 John Roe 0

Calling the segregation rules a “cornerstone  of customer protection” laws, the CFTC filed a strongly-worded four count complaint alleging violations of the Commodity Exchange Act […]